| A Fast Method for Identifying Plain Text Files |
| ============================================== |
| |
| |
| Introduction |
| ------------ |
| |
| Given a file coming from an unknown source, it is sometimes desirable |
| to find out whether the format of that file is plain text. Although |
| this may appear like a simple task, a fully accurate detection of the |
| file type requires heavy-duty semantic analysis on the file contents. |
| It is, however, possible to obtain satisfactory results by employing |
| various heuristics. |
| |
| Previous versions of PKZip and other zip-compatible compression tools |
| were using a crude detection scheme: if more than 80% (4/5) of the bytes |
| found in a certain buffer are within the range [7..127], the file is |
| labeled as plain text, otherwise it is labeled as binary. A prominent |
| limitation of this scheme is the restriction to Latin-based alphabets. |
| Other alphabets, like Greek, Cyrillic or Asian, make extensive use of |
| the bytes within the range [128..255], and texts using these alphabets |
| are most often misidentified by this scheme; in other words, the rate |
| of false negatives is sometimes too high, which means that the recall |
| is low. Another weakness of this scheme is a reduced precision, due to |
| the false positives that may occur when binary files containing large |
| amounts of textual characters are misidentified as plain text. |
| |
| In this article we propose a new, simple detection scheme that features |
| a much increased precision and a near-100% recall. This scheme is |
| designed to work on ASCII, Unicode and other ASCII-derived alphabets, |
| and it handles single-byte encodings (ISO-8859, MacRoman, KOI8, etc.) |
| and variable-sized encodings (ISO-2022, UTF-8, etc.). Wider encodings |
| (UCS-2/UTF-16 and UCS-4/UTF-32) are not handled, however. |
| |
| |
| The Algorithm |
| ------------- |
| |
| The algorithm works by dividing the set of bytecodes [0..255] into three |
| categories: |
| - The white list of textual bytecodes: |
| 9 (TAB), 10 (LF), 13 (CR), 32 (SPACE) to 255. |
| - The gray list of tolerated bytecodes: |
| 7 (BEL), 8 (BS), 11 (VT), 12 (FF), 26 (SUB), 27 (ESC). |
| - The black list of undesired, non-textual bytecodes: |
| 0 (NUL) to 6, 14 to 31. |
| |
| If a file contains at least one byte that belongs to the white list and |
| no byte that belongs to the black list, then the file is categorized as |
| plain text; otherwise, it is categorized as binary. (The boundary case, |
| when the file is empty, automatically falls into the latter category.) |
| |
| |
| Rationale |
| --------- |
| |
| The idea behind this algorithm relies on two observations. |
| |
| The first observation is that, although the full range of 7-bit codes |
| [0..127] is properly specified by the ASCII standard, most control |
| characters in the range [0..31] are not used in practice. The only |
| widely-used, almost universally-portable control codes are 9 (TAB), |
| 10 (LF) and 13 (CR). There are a few more control codes that are |
| recognized on a reduced range of platforms and text viewers/editors: |
| 7 (BEL), 8 (BS), 11 (VT), 12 (FF), 26 (SUB) and 27 (ESC); but these |
| codes are rarely (if ever) used alone, without being accompanied by |
| some printable text. Even the newer, portable text formats such as |
| XML avoid using control characters outside the list mentioned here. |
| |
| The second observation is that most of the binary files tend to contain |
| control characters, especially 0 (NUL). Even though the older text |
| detection schemes observe the presence of non-ASCII codes from the range |
| [128..255], the precision rarely has to suffer if this upper range is |
| labeled as textual, because the files that are genuinely binary tend to |
| contain both control characters and codes from the upper range. On the |
| other hand, the upper range needs to be labeled as textual, because it |
| is used by virtually all ASCII extensions. In particular, this range is |
| used for encoding non-Latin scripts. |
| |
| Since there is no counting involved, other than simply observing the |
| presence or the absence of some byte values, the algorithm produces |
| consistent results, regardless what alphabet encoding is being used. |
| (If counting were involved, it could be possible to obtain different |
| results on a text encoded, say, using ISO-8859-16 versus UTF-8.) |
| |
| There is an extra category of plain text files that are "polluted" with |
| one or more black-listed codes, either by mistake or by peculiar design |
| considerations. In such cases, a scheme that tolerates a small fraction |
| of black-listed codes would provide an increased recall (i.e. more true |
| positives). This, however, incurs a reduced precision overall, since |
| false positives are more likely to appear in binary files that contain |
| large chunks of textual data. Furthermore, "polluted" plain text should |
| be regarded as binary by general-purpose text detection schemes, because |
| general-purpose text processing algorithms might not be applicable. |
| Under this premise, it is safe to say that our detection method provides |
| a near-100% recall. |
| |
| Experiments have been run on many files coming from various platforms |
| and applications. We tried plain text files, system logs, source code, |
| formatted office documents, compiled object code, etc. The results |
| confirm the optimistic assumptions about the capabilities of this |
| algorithm. |
| |
| |
| -- |
| Cosmin Truta |
| Last updated: 2006-May-28 |