|  | A Fast Method for Identifying Plain Text Files | 
|  | ============================================== | 
|  |  | 
|  |  | 
|  | Introduction | 
|  | ------------ | 
|  |  | 
|  | Given a file coming from an unknown source, it is sometimes desirable | 
|  | to find out whether the format of that file is plain text.  Although | 
|  | this may appear like a simple task, a fully accurate detection of the | 
|  | file type requires heavy-duty semantic analysis on the file contents. | 
|  | It is, however, possible to obtain satisfactory results by employing | 
|  | various heuristics. | 
|  |  | 
|  | Previous versions of PKZip and other zip-compatible compression tools | 
|  | were using a crude detection scheme: if more than 80% (4/5) of the bytes | 
|  | found in a certain buffer are within the range [7..127], the file is | 
|  | labeled as plain text, otherwise it is labeled as binary.  A prominent | 
|  | limitation of this scheme is the restriction to Latin-based alphabets. | 
|  | Other alphabets, like Greek, Cyrillic or Asian, make extensive use of | 
|  | the bytes within the range [128..255], and texts using these alphabets | 
|  | are most often misidentified by this scheme; in other words, the rate | 
|  | of false negatives is sometimes too high, which means that the recall | 
|  | is low.  Another weakness of this scheme is a reduced precision, due to | 
|  | the false positives that may occur when binary files containing large | 
|  | amounts of textual characters are misidentified as plain text. | 
|  |  | 
|  | In this article we propose a new, simple detection scheme that features | 
|  | a much increased precision and a near-100% recall.  This scheme is | 
|  | designed to work on ASCII, Unicode and other ASCII-derived alphabets, | 
|  | and it handles single-byte encodings (ISO-8859, MacRoman, KOI8, etc.) | 
|  | and variable-sized encodings (ISO-2022, UTF-8, etc.).  Wider encodings | 
|  | (UCS-2/UTF-16 and UCS-4/UTF-32) are not handled, however. | 
|  |  | 
|  |  | 
|  | The Algorithm | 
|  | ------------- | 
|  |  | 
|  | The algorithm works by dividing the set of bytecodes [0..255] into three | 
|  | categories: | 
|  | - The white list of textual bytecodes: | 
|  | 9 (TAB), 10 (LF), 13 (CR), 32 (SPACE) to 255. | 
|  | - The gray list of tolerated bytecodes: | 
|  | 7 (BEL), 8 (BS), 11 (VT), 12 (FF), 26 (SUB), 27 (ESC). | 
|  | - The black list of undesired, non-textual bytecodes: | 
|  | 0 (NUL) to 6, 14 to 31. | 
|  |  | 
|  | If a file contains at least one byte that belongs to the white list and | 
|  | no byte that belongs to the black list, then the file is categorized as | 
|  | plain text; otherwise, it is categorized as binary.  (The boundary case, | 
|  | when the file is empty, automatically falls into the latter category.) | 
|  |  | 
|  |  | 
|  | Rationale | 
|  | --------- | 
|  |  | 
|  | The idea behind this algorithm relies on two observations. | 
|  |  | 
|  | The first observation is that, although the full range of 7-bit codes | 
|  | [0..127] is properly specified by the ASCII standard, most control | 
|  | characters in the range [0..31] are not used in practice.  The only | 
|  | widely-used, almost universally-portable control codes are 9 (TAB), | 
|  | 10 (LF) and 13 (CR).  There are a few more control codes that are | 
|  | recognized on a reduced range of platforms and text viewers/editors: | 
|  | 7 (BEL), 8 (BS), 11 (VT), 12 (FF), 26 (SUB) and 27 (ESC); but these | 
|  | codes are rarely (if ever) used alone, without being accompanied by | 
|  | some printable text.  Even the newer, portable text formats such as | 
|  | XML avoid using control characters outside the list mentioned here. | 
|  |  | 
|  | The second observation is that most of the binary files tend to contain | 
|  | control characters, especially 0 (NUL).  Even though the older text | 
|  | detection schemes observe the presence of non-ASCII codes from the range | 
|  | [128..255], the precision rarely has to suffer if this upper range is | 
|  | labeled as textual, because the files that are genuinely binary tend to | 
|  | contain both control characters and codes from the upper range.  On the | 
|  | other hand, the upper range needs to be labeled as textual, because it | 
|  | is used by virtually all ASCII extensions.  In particular, this range is | 
|  | used for encoding non-Latin scripts. | 
|  |  | 
|  | Since there is no counting involved, other than simply observing the | 
|  | presence or the absence of some byte values, the algorithm produces | 
|  | consistent results, regardless what alphabet encoding is being used. | 
|  | (If counting were involved, it could be possible to obtain different | 
|  | results on a text encoded, say, using ISO-8859-16 versus UTF-8.) | 
|  |  | 
|  | There is an extra category of plain text files that are "polluted" with | 
|  | one or more black-listed codes, either by mistake or by peculiar design | 
|  | considerations.  In such cases, a scheme that tolerates a small fraction | 
|  | of black-listed codes would provide an increased recall (i.e. more true | 
|  | positives).  This, however, incurs a reduced precision overall, since | 
|  | false positives are more likely to appear in binary files that contain | 
|  | large chunks of textual data.  Furthermore, "polluted" plain text should | 
|  | be regarded as binary by general-purpose text detection schemes, because | 
|  | general-purpose text processing algorithms might not be applicable. | 
|  | Under this premise, it is safe to say that our detection method provides | 
|  | a near-100% recall. | 
|  |  | 
|  | Experiments have been run on many files coming from various platforms | 
|  | and applications.  We tried plain text files, system logs, source code, | 
|  | formatted office documents, compiled object code, etc.  The results | 
|  | confirm the optimistic assumptions about the capabilities of this | 
|  | algorithm. | 
|  |  | 
|  |  | 
|  | -- | 
|  | Cosmin Truta | 
|  | Last updated: 2006-May-28 |